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All address and phone number changes must be made in writing via fax or mail. Joint accounts must include both account holder's signatures.
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All checks are distributed and mailed from our clearing firm Penson Financial Services, Inc.
Deposit Ticket Guide to Understanding Mutual Funds
Characteristics & Risks of Option Trading
Options involve risk and are not suitable for all investors. Investors should understand these and additional risks before trading. Before considering any option transaction, please read Characteristics and Risks of Standardized Options provided by the Options Clearing Corporation (OCC), available in Adobe Acrobat PDF format. A current copy may also be obtained by calling Place Trade Financial at 1-800-50-PLACE or by mailing your request to Place Trade Financial, 4030 Wake Forest Rd., Suite 300, Raleigh, NC 27609.